Services - SMART COMPLIANCE

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We help you develop and sharpen your business strategies in navigating the complexity of financial services and regulatory issues in Asia.  

We help devise a smart, practical and risk-focused compliance framework for you - including developing risk-regulatory matrices, compliance policies and procedures, or a compliance program.

We help you navigate regulatory quirks and help position you to get admitted into regulatory sandboxes, or obtain licences from regulators.  Should you jump into the sandbox? We will advise you on the tradeoffs.

Our expert team can help conduct independent reviews to test the robustness or relevance of your current business practices or compliance program.  We take a very practitioner-focused and risk-focused approach.

Whether you are a regulator, financial institution, Fintech firm or MNC, we have the experience to  help devise  impactful training programs for your team.

We help you transform our compliance framework to obtain better effectiveness and efficiency.  Looking at RegTech solutions? We help advise on the best solutions in the market.  Differentiate between must-haves and good-to-haves.

We help you engage regulators to discuss a suitable regulatory treatment for your innovative business model, to discuss unintended impact of new regulations on your business.

We have experience in helping regulators develop a policy or regulatory framework for your jurisdiction.

We can assist you in running your compliance program, or in providing ongoing compliance counsel services to your firm.