Services - SMART COMPLIANCE

Regulatory Compliance Strategy

Governance, Compliance and Risk Framework

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We help you develop and sharpen your business strategies in navigating the complexity of financial services and regulatory issues in Asia.

Governance, Compliance and Risk Framework

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We help devise a smart, practical and risk-focused compliance framework for you - including developing risk-regulatory matrices, compliance policies and procedures, or a compliance program.

Regulatory Licensing & Approvals

Governance, Compliance and Risk Framework

Regulatory Licensing & Approvals

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We help you navigate regulatory quirks and help position you to get admitted into regulatory sandboxes, or obtain licences from regulators. Should you jump into the sandbox? We will advise you on the tradeoffs.

Independent Reviews and Audit

Training, Development and Capacity Building

Regulatory Licensing & Approvals

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Our expert team can help conduct independent reviews to test the robustness or relevance of your current business practices or compliance program. We take a very practitioner-focused and risk-focused approach.

Training, Development and Capacity Building

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Whether you are a regulator, financial institution, Fintech firm or MNC, we have the experience to help devise impactful training programs for your team.

Compliance Transformation

Training, Development and Capacity Building

We help you transform our compliance framework to obtain better effectiveness and efficiency. Looking at RegTech solutions? We help advise on the best solutions in the market. Differentiate between must-haves and good-to-haves.

Regulatory Advocacy

Outsourced Compliance / Ongoing Counsel

Regulatory Development

We help you engage regulators to discuss a suitable regulatory treatment for your innovative business model, to discuss unintended impact of new regulations on your business.

Regulatory Development

Outsourced Compliance / Ongoing Counsel

Regulatory Development

We have experience in helping regulators develop a policy or regulatory framework for your jurisdiction.

Outsourced Compliance / Ongoing Counsel

We can assist you in running your compliance program, or in providing ongoing compliance counsel services to your firm.